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Incident FreeAll status information is reported on this page in Eastern Time (ET). To report a system outage or disruption, please email or call the FINRA Support Center at (301) 590-6500.FinPro Scheduled MaintenanceStatus: Minor service disruptions may occur.Maintenance Period: Wednesday, May 15, 2024 from 9:00 p.m. to 11:00 p.m.Description: FinPro (Financial Professional Gateway) will be
FINRA has 13 advisory committees that provide feedback on rule proposals, regulatory initiatives and industry issues. More than 160 industry members and 35 non-industry members serve on these committees. The advisory committees meet in-person or via teleconference typically between two and five times a year.Clearing Firm Advisory CommitteeCorporate Financing CommitteeEconomic Advisory
The FINRA Institute CRCP Scholarship Program provides small firms-those with less than 150 registered representatives-with a financial grant covering full tuition for the entire program, including room and board for the residential courses at Wharton.
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY is a not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
FINRA’s Financial Professional Gateway (FinPro) provides individuals (current or former representatives) direct access to resources and tools to manage their securities registration information.
1. How do I register for the Financial Professional Gateway (FinPro)?
Use the following steps to register:
Registered individuals access Regulatory Element Continuing Education (CE) via FinPro. Learn more about accessing and completing CE.
Eligible individuals enroll in FINRA’s Maintaining Qualifications Program (MQP), the North American Securities Administrators Association (NASAA)’s Exam Validity Extension Program for Broker-Dealer Agents (AG EVEP), or NASAA's EVEP for Investment Adviser Representatives (IAR EVEP) via FinPro. Learn more about accessing FinPro and view a selection of user guides detailing how to enroll in the
FINRA's latest news releases, podcasts, reports and studies, and more.