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FINRA Systems

The first step to getting started on an application residing on the FINRA Entitlement platform is setting up a User Account via a process called Entitlement. The Entitlement Process encompasses FINRA systems on the FINRA Entitlement platform that FINRA owns and operates as a private sector regulator and systems that FINRA operates on behalf of other regulators. Becoming entitled grants your firm access to one or more of the following secure systems residing on the FINRA Entitlement platform:

Information on a System/Application: Login to a System/Application:
2711 - Annual Attestation of Compliance https://firms.finra.org/2711
Compliance Vendor Directory (CVD) https://authsyn.finra.org/cvd
DR Portal https://DRPortal.finra.org
Financial Industry Networking Directory (FIND) http://testenrollment.finra.org/sie
Financial Professional Gateway (FinPro) https://finpro.finra.org/ 
FINRA Contact System (FCS) https://gateway.finra.org/app/contacts/
Funding Portal Registration Depository (FPRD) https://firms.finra.org
IARD https://crd.finra.org/iad
Information Requests https://gateway.finra.org/app/work-management
Online Arbitrator Application Form http://www.finra.org/BecomeAnArbitrator/OnlineApplication
Public Offering System http://www.finra.org/publicofferingsystem/login
Register a New Broker Dealer Firm (New Member Application) http://www.finra.org/OnlineFormNMA/
Regulation Filing Applications https://firms.finra.org/forms
Report Center https://gateway.finra.org/reportcenter/home
Surveillance FINRA and SEC use only
Test Enrollment Services System (TESS) http://www.finra.org/enroll
Uniform Practice Code (UPC) https://www.finra.org/upc/forms
Web CRD https://crd.finra.org