2023 FINRA Senior Investor Protection Conference - Session Recordings
In March 2023, FINRA hosted the Senior Investor Protection Conference, a one-day event dedicated to sharing the most up-to-date regulatory information, effective strategies and solutions for protecting senior and other vulnerable investors from exploitation. This conference included discussions of the rules on financial exploitation of specified adults, a regulatory roundtable, information about trends, scams and schemes, and more. View the recorded sessions from the 2023 FINRA Senior Investor Protection Conference below.
Welcome Remarks and the Impact of the Aging Brain on Financial Decisions
Overview of Rules on Financial Exploitation of Specified Adults
Roundtable on Senior Issues and Collaborating with Other Agencies
Succession Planning
Trends, Scams and Schemes Impacting Seniors